Problem Note 70952: The prior report Document Control Number (DCN) is missing from the Report Validation XML and the generated E-File in SAS® Anti-Money Laundering
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The prior report DCN is available in the Regulatory Report Details section of a Customer Transaction Report (CTR) details page in SAS Anti-Money Laundering, as shown in the following screenshot:
However, when you click Validate, the prior report DCN is missing from the Report Validation XML and the generated E-File. If you file the E-File with FinCEN, and the E-File is missing the prior report DCN, the following error occurs:
The context of the message from FinCEN is as follows:
- Code: B5
- Context: EFilingBatchXML/Activity[activity_number]/EFilingPriorDocumentNumber
- Severity: WARN
- Description: The element is not recorded and CorrectsAmendsPriorReportIndicator contains a "Y" value.
Click the Downloads tab to download the fix for this issue. The SN-70952_Fix available on the Downloads tab is a ZIP file that contains the following files:
- rc_rest_get_node.sas
- SN-70952_readme.txt
The SN-70952_readme.txt file includes instructions for applying the fix.
Operating System and Release Information
| Product Family | Product | System | Product Release | SAS Release | ||
| Reported | Fixed* | Reported | Fixed* | |||
| SAS System | SAS Anti-Money Laundering (on SAS 9.x) | Microsoft® Windows® for x64 | 7.1 | 9.4 TS1M3 | ||
| 64-bit Enabled AIX | 7.1 | 9.4 TS1M3 | ||||
| 64-bit Enabled Solaris | 7.1 | 9.4 TS1M3 | ||||
| Linux for x64 | 7.1 | 9.4 TS1M3 | ||||
A fix for this issue for SAS Compliance Solutions 7.2 is available at:
https://tshf.sas.com/techsup/download/hotfix/HF2/N1H.html#70952| Type: | Problem Note |
| Priority: | high |
| Date Modified: | 2024-09-16 12:59:58 |
| Date Created: | 2024-08-29 14:01:36 |