Problem Note 42027: An incident has a status of "Fully Validated" but its financial effect has a status of "Not Submitted"
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After an incident with an associated financial effect is validated in SAS® OpRisk Monitor or SAS® Enterprise GRC, a status is displayed. However, the associated financial effect status might incorrectly have a status of "Not Submitted" The status is displayed even though the incident correct status is "Fully Validated". The incorrect status appears if there is no user workflow defined for financial effects, and if the following sequence of events occurs:
- The incident is sent for validation.
- The validator returns the incident instead of validating it.
- The incident's financial effect is modified.
- The incident is sent for validation a second time.
- The validator validates the incident.
There are no error, warning, or note messages indicating that a problem occurred.
To work around the problem, submit the incident for validation again. Resubmitting causes both the incident and its associated financial effect to have a status of "Fully Validated". This workaround fixes the problem only if there is no user workflow defined for financial effects. If there is a user workflow defined for financial effects, then that workflow must be followed before the financial effect can become "Fully Validated".
Click the Hot Fix tab in this note to access the hot fix for this issue.
Operating System and Release Information
| Product Family | Product | System | Product Release | SAS Release | ||
| Reported | Fixed* | Reported | Fixed* | |||
| SAS System | SAS OpRisk Monitor | Microsoft® Windows® for x64 | 4.1 | 5.1 | 9.3 TS1M1 | |
| Microsoft Windows 95/98 | 4.1 | |||||
| Microsoft Windows 2000 Advanced Server | 4.1 | |||||
| Microsoft Windows 2000 Datacenter Server | 4.1 | |||||
| Microsoft Windows 2000 Server | 4.1 | |||||
| Microsoft Windows 2000 Professional | 4.1 | |||||
| Microsoft Windows NT Workstation | 4.1 | |||||
| Microsoft Windows Server 2003 Datacenter Edition | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2003 Enterprise Edition | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2003 Standard Edition | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2003 for x64 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2008 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2008 for x64 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows XP Professional | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Enterprise 32 bit | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Enterprise x64 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Home Premium 32 bit | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Home Premium x64 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Professional 32 bit | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Professional x64 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Ultimate 32 bit | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Ultimate x64 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows Millennium Edition (Me) | 4.1 | |||||
| Windows Vista | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Windows Vista for x64 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| 64-bit Enabled AIX | 4.1 | 5.1 | 9.3 TS1M1 | |||
| 64-bit Enabled Solaris | 4.1 | 5.1 | 9.3 TS1M1 | |||
| HP-UX IPF | 4.1 | 5.1 | 9.3 TS1M1 | |||
| Linux for x64 | 4.1 | 5.1 | 9.3 TS1M1 | |||
| SAS System | SAS Enterprise GRC | Microsoft® Windows® for x64 | 4.2 | 5.1 | 9.3 TS1M1 | |
| Microsoft Windows 95/98 | 4.2 | |||||
| Microsoft Windows 2000 Advanced Server | 4.2 | |||||
| Microsoft Windows 2000 Datacenter Server | 4.2 | |||||
| Microsoft Windows 2000 Server | 4.2 | |||||
| Microsoft Windows 2000 Professional | 4.2 | |||||
| Microsoft Windows NT Workstation | 4.2 | |||||
| Microsoft Windows Server 2003 Datacenter Edition | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2003 Enterprise Edition | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2003 Standard Edition | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2003 for x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2008 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows Server 2008 for x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Microsoft Windows XP Professional | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Enterprise 32 bit | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Enterprise x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Home Premium 32 bit | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Home Premium x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Professional 32 bit | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Professional x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Ultimate 32 bit | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows 7 Ultimate x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows Millennium Edition (Me) | 4.2 | |||||
| Windows Vista | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Windows Vista for x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| 64-bit Enabled AIX | 4.2 | 5.1 | 9.3 TS1M1 | |||
| 64-bit Enabled Solaris | 4.2 | 5.1 | 9.3 TS1M1 | |||
| HP-UX IPF | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Linux for x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
| Solaris for x64 | 4.2 | 5.1 | 9.3 TS1M1 | |||
A fix for this issue for SAS Enterprise GRC 4.3 is available at:
http://ftp.sas.com/techsup/download/hotfix/HF2/D17.html#42027A fix for this issue for SAS Enterprise GRC 4.2 is available at:
http://ftp.sas.com/techsup/download/hotfix/HF2/D41.html#42027| Type: | Problem Note |
| Priority: | medium |
| Date Modified: | 2011-01-18 10:03:01 |
| Date Created: | 2011-01-05 15:31:10 |